Germany

 


PULMAN COUNTRY report

INFormation on public libraries

 

This report brings together information collected by PULMAN country co-ordinators and the results of the NAPLE survey of public library authorities conducted during 2001-2

 



Table of contents

Table of contents.................................................................................................... 2

The organisation of public libraries.......................................................... 3

policies and strategic activities.................................................................... 3

statistics on public libraries........................................................................... 3

Information and communication
technology in public libraries....................................................................... 3

outlook......................................................................................................................... 3

Key standards and guidelines........................................................................... 4

Innovative projects in UKRAINIAN public libraries.............................. 4

Best practice, innovations and projects................................................................................. 4

Joint activities between libraries, museums and archives........................................................ 4


PULMAN COUNTRY Report

information on public libraries

The organisation of public libraries

The General Environment (top)

Today the German Federation consists of 16 States (Länder) possessing a great deal of independence but held together by the Federal Government (Bundesregierung). The basis of this is the idea of the so called 'subsidiarity principle', which states that each organ of the political system is as independent as its powers allow it to be. It is often denied that the subsidiarity principle has anything to do with the federal system, but its existence is undeniable, especially in the cultural sector, where independence manifests itself in varying degrees of intensity, with competence being devolved down to the lowest level, reaching down to the States but, when it comes to public libraries, right down to the smallest units of government, the local authorities.

All cultural affairs, including research libraries, belong to the responsibility of the States and, as far as the majority of libraries is concerned, to the local authorities. Every village and city is completely free to decide whether or not it should have a public library. Although the university, polytechnic and State libraries come within the legislation concerned with higher education, in Germany there is no nationwide library legislation. Accordingly library services are low in the pecking order when it comes to the distribution of public funds: In Germany only some 0.16% of public funds is spent on public libraries.

There is no national authority for public libraries: the former German Library Institute, working for research and public libraries was dissolved at the end of 2000 and it is not clear whether there will be a successor to that institution. Various institutions and organisations are currently attempting to carry out some of their former co-ordination tasks including  the different State Libraries and the professional associations. However, they have no specific powers or money to undertake these tasks.

Some states have established State Public Library Offices and in a few regions the county administration organises and funds mobile libraries services for the rural areas. In the State of Schleswig Holstein there is a special library support scheme jointly organised and funded by the counties, municipalities and the state.

Major co-operation does not occur between public and research libraries, but is mainly restricted to the joint organisation of the library congresses, the creation of the umbrella organisation ‘BDB’ (Federal Association of the German Library Associations) is seen as a success story in this type of co-operation. Union catalogue centres combine the catalogues of several States: Munich, Berlin, Göttingen, Konstanz, Cologne

The actual situation of German Public Libraries (top)

More obvious than in many other countries perhaps, especially the English speaking ones, in Germany there is a rather strong distinction between public and research libraries. The term "Public Libraries" is used as a proper name because the larger research libraries - particularly those of universities and polytechnics - are also open to the use of the general public. Research libraries are all those libraries that create, maintain and make available their collections and services principally for the support of academic research work, and university teaching as well as libraries which mainly have the function to archive the material published in the region, State or even within the country. Although their collections have been created for a restricted, academically orientated readership, they are publicly accessible. On the other hand the Public Library, funded by the local authorities, by churches, or by regional authorities offer collections and services to the general public. This means that their main objectives are the needs for cultural, educational and vocational information of the ordinary citizens, including children.

In Germany there are about 11.300 public libraries. This is only a grand total, of course, and does not say anything about the quality or significance of the services provided there. It represents merely the total number of all buildings and rooms someone claims to be a public library.

Another grand total is more meaningful: there are some 16.000 local authorities in the Federal Republic of Germany, but only about 2.000 of them provide public libraries with trained and fully employed staff. All cities with a population over 100.000 have public libraries with trained staff. In places with a population of over 20.000 the library net is only relatively closely woven. Here only 10% of the communities are lacking a public library with paid staff. By comparison, when we come down to places where the population is between 5.000 and 20.000 not even half the authorities make such provision.

Local authorities and the Church predominate in supporting public libraries. In country areas especially, where local finances are not great, higher regional authorities, alone or in co-operation with other authorities, make financial provisions. This is done mainly by District Authorities (Kreise or Landkreise), counties with self-governing rights, particularly in the areas of social services, welfare and culture.

Brief mention should be made of public library provision by the Church. With some 4,800 service points (including branch libraries) this nominally comprises a relatively large number of libraries. The majority of church public libraries are part time without thoroughly trained staff, about 4,800 libraries with 19.6 million holdings. It can be seen from these figures that the average library collection in these libraries is very small and provision is at the lowest level. Church library provision is concerned mainly with guaranteeing or supplementing a book-loan service in areas with a relatively small population. Such libraries are mainly situated in those States with a predominantly Roman Catholic population, where they comprise up to 33% of  all holdings. In other States this percentage is much lower, being about 15% and, in some cases, dropping as low as 0.6%.

The federal principle of State independence in matters of education and culture is the reason why it is not possible to form a general evaluation about the quality of German public libraries. There is no general standard for the range and quality of adequate public library services; and where there are singular standardised measurements they are not generally accepted and attained.

German public libraries as a whole cannot be considered to be near the summit of provision when measured against international standards. The wide range of equipment, types and quality of services are unusually large. There are local authorities who care for their library services and then these public libraries can provide a good service to their patrons. When these libraries also have good and innovative managers they can even become outstanding examples of best practice.

The history of the public libraries in Germany began with the turn of the last century. From then on they developed from being orientated mainly towards offering a lending service for those people lacking the means for educational development into an institution with the Anglo American concept an information facility for all, without however being in the position to carry this concept to its conclusion.

From the middle of the seventies started a new conception of the public library’s function: terms as 'communication centre', 'city culture librarianship', 'social librarianship', 'reader support', 'collection manifestation', and other cultural or socially striking ideas have found their way into the consciousness of German librarians. So today the average German public library presents itself as being modern and open-minded, but still away from being a typical reference library and community information provider, not anchored firmly in the minds of its users as an information centre. Mostly in the bigger towns and cities the public library plays a major role in the provision of information. In general terms it has to be said that, since World War 2, the German public library has not yet been able to become the locally most important and therefore indispensable information provider.

But public libraries and also their funding bodies now are increasingly more interested in making a transition and show a greater openness in the sphere of information provision.

Bearing in mind that total figures of service provision give only a limited idea of the extent of library performance, the following average figures might be of interest.

In the Federal Republic of Germany there is one public library for some 22,000 people, with a collection of 1.2 media per head of population. Every year 3.3 media per head of population is borrowed, the collection being turned over 2.8 times. The local authorities spend an average of  Euro 8,39 per person on the public library service each year.

On average, German public libraries are open 22 hours per week and estimated 15 to 20% of the population use them. In  some cases the service still is provided free of charge but, especially during the past years, there has been an increase in the levying of various types of fees. This development points clearly in the direction of some form of cost sharing by actual users and potential users. So far there has been no movement towards a general user or lending fee but it seems likely that, in the near future, with the tight situation of the public budget, public libraries will have to be develop income and introduce chargeable products. Information services would be the most likely to be affected by this.

The German public library is an open access library and is, in general, organised from a headquarters or central library, with branch libraries and, where necessary, specialised departments. The main library provides a superstructure for marketing and controlling, steering the branch libraries, as well as for all centralised activities for the system as a whole, cataloguing, acquisitions, media collections.

German public libraries contain printed material of any kind, CD, videos, CDROM, DVD, games, works of art etc. Books, journals and newspapers are obligatory holdings. All materials be lent out except for some CD-ROMs where access is LAN-based and other electronic material where copyright is critical.

Much emphasis in library provision always has been geared towards the needs of children and teenagers, as well as in the so called 'social librarianship' area especially services to ethnic minorities and disabled. This still is an objective for the work of the German public library but has to face severe budget cuts. Mostly librarians have to set priorities in their work and to  concentrate on the core services of their institutions.

 

Funding

 

The national budget contains no appropriations for public library activityPublic libraries are funded mainly by their local authorities. Most public libraries have an annual lending fee and charges are made for lending of some media types, for example CD, CDROM, games and videos.  Most libraries which are connected charge for Internet access.

In some states, municipal libraries receive regular funding for special tasks. for instance in Northrhine Westphalia where they get special funding for materials acquired in a subject specialization scheme.

Professional development

Librarians (certified and academic), library assistants, booksellers, bookbinders, administrative staff, IT specialists, and marketing-specialists are employed in the public library sector. Library Directors of metropolitan libraries mainly from academic librarians – in smaller libraries mainly from certified librarians. Public libraries who can hire new staff increasingly hire IT-specialists  - if they can recruit and pay sufficiently - rather than librarians.

There is a librarianship training programme for three levels: academic, certified (university of applied sciences diploma), assistants as a three years apprenticeship. A distance learning course for library staff to improve Internet competencies, called bibweb has been developed by the Bertelsmann Foundation and ekz (the major German library supplier)

Table of contents     2

policies and strategic activities

There is no officially formulated vision or policy for the public library service.  The public library area has never been subject to legislation. National strategies for public libraries in the information society/network society have been formulated on the professional rather than the political level.

Table of contents     2

statistics on public libraries

The former German Library Institute was previously responsible for library statistics.In 2002 they  were produced by the State Library in Berlin, but the future position is not clear. The statistics are mainly based on international standards

The Bertelsmann Foundation is producing a benchmark ranking of some 100 – mainly smaller - public libraries who voluntarily take part in their project called ‘BIX’ (libraries’ index).

 

Up-to-date statistics cab be found at www.bibliotheksstatistik.de

Municipal library systems:

About 2000

Service points:

3,756 (incl. Branches

Holdings:

96,8 mill. Volumes/Media

Loans:

275 mill. Volumes/Media

Turnover:

2,8

Expenditure for Acquisition:

152 mill. DM

Total Expenditure:

1,345 mill. DM

Staff:

12,118 FTE

Users

No reliable figures

 

Table of contents     2

Information and communication technology in public libraries

After small beginnings some 25 years ago automation of the housekeeping functions in public libraries has increased enormously, especially within the past 5 five years. particularly since reasonably priced software has been developed for use in smaller libraries. Today computer programs are used increasingly also in other areas of library management. The software used is of a varied nature. More than 30 different systems have been introduced in the German public libraries.

Almost all the larger public libraries and many of the smaller one present their virtual OPAC on the net and have a homepage of their own or are accessible through the homepages of their local authorities. Some of these websites are interactive and offer a variety of services which in many cases also comprise link collections.

http://de.dir.yahoo.com/Nachschlagewerke/Bibliotheken/Stadtbibliotheken/

Modern media such as CD ROM or computer software nowadays are quite frequently offered in the more progressive and better-funded libraries, although state-of-art CD ROM nets still are rather exclusive to larger city libraries. There is a project-based consortium in Northrhine Westphalia for the purchase of licences for electronic information, involving 3 metropolitan public libraries who participate in the pool of electronic information for the research libraries of this state

A programme called ‘media competence centres in public libraries’, established and funded by the Federal government, has led to > 50 percent of German public libraries being connected to the Internet. About 20 % of public libraries have their own home pages. They mainly give basic information to the library or otherwise access to the catalogue or collections of links. There is no Ask a Librarian service. Internet-based education or e-Learning services are rare. Starting from February 2002 there is a national project, called ‘the German Internet Library’ which will offer selected Internet sites and an Internet-based national 24-hour reference service.

Nevertheless most of the librarians have understood that up-to-date provision of ICT is a necessary feature in a public library and they are trying hard to get the money to cope with this challenge.

Digitisation

 

A national policy has been drawn up only for not for research libraries, not public for public libraries.

Table of contents     2

outlook

A realistic perspective for German public libraries cannot be described as very encouraging as there is a continuing pressure on public funds. In order to make themselves indispensable, German public libraries need to improve the range and the quality of their services. The conversion to modern marketing methods and the introduction of new, result orientated working methods is only one means to cope with the problem. German public libraries must adapt their services to the needs of a changing networking information society. This means that public libraries have to develop new services and bring traditional services to a state-of-the-art quality. To be successful in doing this it is necessary to look for alliances and co-operation partners within the library world and also outside. And the public libraries and their staff have to become aware of the need of permanent further vocational training.

Stakeholders for public libraries

As there is no national library policy or even strategy the engagement of other institutions is very important. For Germany’s public libraries there can be identified as stakeholders and key-players as well the following institutions:

·         The Deutsche Bibliotheksverband (DBV) is an association where the majority of all German libraries have applied for membership. The DBV has special subgroups for public libraries and its members are also organized by statewide sections. Some of the recent activities of the DBV have been quite arduous attempts at the organization of cooperative working schemes in public libraries.

·         The association of library professionals BIB also has had a strong impact on the development of the public libraries. But during the last 5 years BIB prioritized its efforts on the merger of different professional associations. Perhaps hopefully in the future they will turn to the professional key issues such as cooperation and the innovation of library services.

·         The Bertelsmann Foundation with its department for public libraries is a relevant partner when it is about innovation in public libraries. The different projects initiated by the foundation already had an impact on the implementation of new ideas and practice in Germany. The foundation is working on the principle that it gives money only for the development and the enhancement of the practical in public libraries. It does not aim at supporting the operational work.

·         The ekz (Einkaufszentrale für Bibliotheken) is the major nationwide supplier for public libraries and therefore feels obliged to support the development in this sector. But being a commercial enterprise, owned by the States and local communities, it has to concentrate on the selling of its products at the first place and it can spend money for innovations only if there is a turn-back of investment.

The regional union cataloguing centers originally almost only cooperated with the research libraries. Since the mid nineties some of them have started a policy of involving public libraries into common projects. They themselves sometimes even have turned into institutions providing infrastructure to the libraries within their States, but everything is very traditional, still. An outstanding example in this context is the Hochschulbibliothekszentrum (HBZ) in Cologne. formerly only responsible to host the regional union catalogues of the States of North Rhine-Westphalia and Rhineland-Palatinate. Nowadays  its tasks have been very much extended and it has become a central institution for the development also of public libraries of North Rhine-Westphalia. It offers training for the new skills needed in librarianship. A short time ago it took on the role of the host for a project developing e-services for public libraries (see below).

Table of contents     2

Key standards and guidelines

·         The national standard for electronic bibliographic format: MAB2 established by the German national library.  There is discussion of changing this to UNIMARC.

·         Special German cataloguing rules exist, called RAK. There is discussion of changing this to AACR2

The library service is not a member or active participant in ISO.

 

Table of contents     2

Innovative projects in UKRAINIAN public libraries

New trends in establishing new services

Maybe it is too optimistic to really call it a trend what is happening right now in Germany but since the middle of the nineties there have been several activities of individual public libraries which indicate that there is a growing awareness of the need for establishing new innovative services in the information age.

The public library of Stuttgart was the leader of an EU-funded project called CHILIAS=Children in libraries: improving multimedia virtual access and information skills. Between 1996 and 1999 a consortium of four European public libraries and other institutions developed special e-services for children. This international cooperation resulted in a successful project but it did not enhance the German public library community to be proactive in looking for new cooperativealliances.
www.stuttgart.de/chilias/

Another project producing an e-service was carried out by the public library of Bremen together with the department of computer and communication technology of Bremen university and funded by the Federal ministry of research and technology; it was called BINE (Library+Internet=Navigation+Indexing). This project aimed also to involve other German public libraries in creating a virtual Internet library like the fng in Denmark, Internet Public Library in the USA. In its last phase the project had to be renamed in ILEKS (Internet service by subject librarians). Up to now there is a very small nationwide participation in this project. Beside Bremen, only six other public libraries form the ILEKS-consortium. There is quite a lot of positive response from the public libraries in general to the idea of establishing a cooperative e-service to navigate the Internet but they cannot be convinced to donate money and staff time to that purpose. Many of the larger German public libraries offer very detailed individual link collections on their homepages – they could do a much better and more recognized job if they could be stimulated and convinced to put all their competencies together into one e-service product (http://usp1-051.gbv.de/cgi-bin/nph-wwwredir/usp1-051.gbv.de:53716/).

Now the DBV and the Bertelsmann foundation together with a computer firm took the effort to take a final run-up to establish a German portal for public libraries and to integrate a kind of an Internet service like ILEKS, combine it with the local OPAC and offer in addition an online reference service. The first pilot version is going to belaunched in February 2003.

Project of jointly offering electronic services – building up consortia

An unsuccessful attempt at installing the basis for a cooperative e-service is the work which was undertaken by some major city libraries to build up consortia for licensed online-databases. There were so many mainly formal and administrative problems brought up from the individual libraries that even among the 20 largest public libraries in Germany there was no consensus in that issue.

Digital Library NRW

The HBZ of North Rhine-Westphalia has been the networking center for research libraries and is now gradually developing a respective function for the public libraries in this State. In this context it has established a cooperative pilot scheme together with the public libraries of Cologne, Dortmund and Dusseldorf. These libraries have access to the databases offered by the HBZ to the research libraries of North Rhine-Westphalia and can use them in their reference work. This service principally is also directed to the general public. So far it is restricted to the members of universities or users with a special permission. But nevertheless it is the start of a cooperative working scheme between public and research libraries.

www.hbz-nrw.de/digioeb

The Bertelsmann Foundation (www.bertelsmann-stiftung.de) has initiated very innovative projects to enhance the quality of German public libraries the most recent of which are:

bibweb – the Internet Training for Public libraries

bibweb is a distant Internet training tool for the staff of Public Libraries (launched in 1999 together with the library supplier ekz of Reutlingen). It helps library staff – both librarians and assistants – to acquire and develop competencies in offering new innovative services to their customers. Now new modules are in production; the first one to be launched is on customer orientation.
www.bibweb.de

BIX the Library index

This project (launched in 1999 together with the German Libraries Association) aims at describing the efficiency of public libraries in a meaningful way and at producing transparency of performance profiles. Only a comparatively very few central performance and quality indicators, assigned to four size categories, can present the performance ratings in an easy-to-digest form.

http://www.bix-bibliotheksindex.de/

http://www.bertelsmann-stiftung.de/devision.cfm?lan=en&nId=628

Branch Libraries – Optimization of Offers and Organization
This project (1999 till 2000) aimed at presenting new solutions for the best design and operation of branch library systems. Especially by modelling the innovative types of neighbourhood and theme libraries the project will enable public libraries to be aware of new concepts of branches.

http://www.bertelsmann-stiftung.de/devision.cfm?lan=en&nId=634

Public Libraries and Schools – New Forms of Partnership

In this project (1995 till 2000) the Bertelsmann Foundation co-operated with six public libraries in order to develop and test new ideas and concepts in the intense co-operation between public librarianship and schools. The project’s objective was to create more readers out of the school children involved and to establish long-term reading habits. A follow-up is the project "Reading and Media competence" in North-Rhine Westfalia started in autumn 2002.

http://www.bertelsmann-stiftung.de/devision.cfm?lan=en&nId=582

http://www.bertelsmann-stiftung.de/project.cfm?lan=en&nid=419&aid=5640

International Network of Public Libraries

Exceeding the boundaries of Germany, oriented towards a global view onto public libraries the International Network of Public Libraries concentrates innovative know-how of library practitioners in order to promote the concepts and practical solutions to the professional public.

http://www.bertelsmann-stiftung.de/project.cfm?lan=en&nid=71&aid=1104

Table of contents     2

Best practice, innovations and projects

 

 Table of contents    2

Joint activities between libraries, museums and archives

 

Table of contents     2